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CSI CSC1 Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Financing and Listing Securities | 8% | - Security Issuance
|
| The Economy | 13% | - Macroeconomic Fundamentals
|
| Pricing and Trading of Fixed-Income Securities | 11% | - Bond Markets
|
| Derivatives | 10% | - Derivative Instruments
|
| Equity Transactions | 10% | - Trading Equities
|
| Corporations and their Financial Statements | 8% | - Financial Statement Analysis
|
| Common and Preferred Shares | 13% | - Equity Securities
|
| The Canadian Investment Marketplace | 15% | - Canadian Securities Industry
|
| Features and Types of Fixed-Income Securities | 12% | - Fixed-Income Instruments
|
CSI Canadian Securities Course Exam 1 Sample Questions:
Keith has a $150,000 term deposit with ABC Trust Company and a $75.000 term depositwithXYZ Trust Company. Both term deposits nave a maturity date of four years and both trust companies are member institutions of the CDIC. How much is Keith cowered for under COIC if both trust companies become insolvent?
- A. $175,000
- B. $225,000
- C. $200,000
- D. $100,000.
Correct Answer: C 🗳️
Explanation: Only visible for ExamPrepAway members. You can sign-up / login (it's free).
Using the Moody's long-term rating scale, which rating is best suited for an obligation that is not yetin default, out is considered speculative andsubject to very high credit risk?
- A. B
- B. C
- C. Ba
- D. Caa
Correct Answer: D 🗳️
Explanation: Only visible for ExamPrepAway members. You can sign-up / login (it's free).
Which investment dealer category do discount brokers belong to?
- A. Institution firms
- B. Retail firms
- C. Boutique firms
- D. Integrated firm
Correct Answer: B 🗳️
Explanation: Only visible for ExamPrepAway members. You can sign-up / login (it's free).
The Bank of Canada uses anoperating band to help manage the oversight rate. Howwide is the operating Band?
- A. 100 basis points.
- B. 50 basis points
- C. 25 basis points
- D. 75 basis points
Correct Answer: B 🗳️
Explanation: Only visible for ExamPrepAway members. You can sign-up / login (it's free).
What is a characteristicof provincial savings bonds that distinguishes them from other provincial bonds?
- A. They can be purchased at any time of the year.
- B. They can &e purchased only by residents of the province.
- C. They do not have redemption rules.
- D. Theyare backed by provincial assetspledged an security.
Correct Answer: B 🗳️
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